Fifth Street Asset Management Confidential and Anonymous Financial Concern Hotline
Welcome to Fifth Street Asset Management's confidential, anonymous web submission system provided by Nasdaq. We are committed to complying with section 301(4) of the Sarbanes-Oxley Act of 2002. This confidential reporting system has been established for the receipt, retention, and treatment of complaints received by Fifth Street Asset Management regarding accounting, internal accounting controls, or auditing matters, as well as violations of our Code of Business Conduct and Ethics. All submissions are made anonymously if that option is selected and will be directed to the appropriate individual(s) within the Company.
Fifth Street Asset Management is committed to the highest standards of ethical conduct in its financial affairs and reporting. In accordance with applicable law, persons who in good faith report evidence of known or suspected fraud, theft, accounting or auditing improprieties, or other financial misconduct will not be retaliated against because of such reports.
You may leave a message using any one of two methods: Secure Web Form and Secure Hotline
When you send a message using any of these methods, you will receive back a 14 to 16-digit code that can be used to access the status of your message. The Audit Committee may also use this to ask you, with complete confidentiality, for additional information regarding this issue.
To anonymously follow up on your message, please click here.
Thank you. Integrity is everyone's responsibility at Fifth Street Asset Management.