Fidus Investment Corporation Confidential and Anonymous Financial Concern Hotline
The SEC, in the final ruling regarding standards relating to Audit Committees, requires that
Fidus Investment Corporation provide a facility for the receipt, retention and
treatment of complaints received regarding accounting, internal accounting controls or auditing matters.
Please feel free to contribute any comments through this interface regarding such accounting matters.
Your message is encrypted and will be delivered
directly to the Audit Committee.
Understanding and acting upon any issues that exist regarding financial, accounting and/or audit matters
is an essential component to Fidus Investment Corporation's ability to take action
and ensure the highest levels of financial fidelity.
Your message may be left in any one of three methods:
1. Secure Web Form
to access an Internet-based message interface that will deliver a message
to the Audit Committee.
To email a message to the Audit Committee, please use the following address:
You must manually type this address into the "To" field of your email.
If you do not receive your 14 to 16-digit Confirmation Number by email, please resubmit your
message using the Secure Web Form or Voicemail.
Call 866-388-3116 to leave a message with the Audit Committee.
All voicemail messages will be electronically altered/disguised to ensure the confidentiality of your identity.
When you send a message using any of these methods, you will receive back a 14 to 16-digit code that can be used to
access the status of your message. The Audit Committee may also use this to ask you, with complete confidentiality,
for additional information regarding this issue.
To anonymously follow up on your message, please click here.
Thank you. Integrity is everyone's responsibility at Fidus Investment Corporation.