THL Credit, Inc. Confidential and Anonymous Financial Concern Hotline
The SEC, in the final ruling regarding standards relating to Audit Committees, requires that
THL Credit, Inc. provide a facility for the receipt, retention and
treatment of complaints received regarding accounting, internal accounting controls or auditing matters.
Please feel free to contribute any comments through this interface regarding such accounting matters.
Your message is encrypted and will be delivered confidentially to the Audit Committee by the Chief Compliance Officer ("CCO").
Understanding and acting upon any issues that exist regarding financial, accounting and/or audit matters
is an essential component to THL Credit, Inc.'s ability to take action
and ensure the highest levels of financial fidelity.
Your message may be left in any one of three methods:
1. Secure Web Form
to access an Internet-based message interface that will deliver a message
to the Audit Committeee via the CCO.
To email a confidential message for the Audit Committee via the CCO, please use the following address:
You must manually type this address into the "To" field of your email.
If you do not receive your 15-digit Confirmation Number by email, please resubmit your message using the
Secure Web Form or Voicemail.
Call 866-258-3531 to leave a confidential message for the Audit Committee via the CCO.
All voicemail messages will be electronically altered/disguised to ensure the confidentiality of your identity.
When you send a message using any of these methods, you will receive back a 15-digit code that can be used to
access the status of your message. The Audit Committee may also use this to ask you, with complete confidentiality,
for additional information regarding this issue.
To anonymously follow up on your message, please click here.
Thank you. Integrity is everyone's responsibility at THL Credit, Inc.